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Our client a foreign bank in Zurich is looking for a dedicated and team-oriented

Senior Compliance Officer 100% (Ref. 203) - 10957703

Your tasks

  • Ensure adherence to all applicable regulatory requirements and all compliance-related laws and regulations, including topics such as AML, CFT, MIFID/FIDLEG, FATCA/CRS
  • Review and update internal policies and processes
  • Ensure proper implementation and execution of the internal compliance monitoring program
  • Review of products and services from a compliance perspective
  • Define, assess and monitor compliance risks of business activities for the purpose of elaborating and constantly improving compliance-related risk assessments
  • Support the ongoing development of the compliance framework
  • Actively manage regulatory and reputational risks and build up expertise for regulatory topics and related stakeholders needs
  • Implementation of Swiss and group (international) regulatory developments plus monitoring thereof
  • Support KYC onboarding tasks and provide required compliance advice;
  • carry out AML-related investigations and report on AML controls of new and existing clients
  • Advice, Training and informing employees in matters of compliance

Your profile

  • Academic level of thinking University degree / Compliance Degree
  • 5 years plus working experience at a Bank or Asset Manager within a Compliance team
  • Knowledge of Swiss- and International Privatbanking regulary framework
  • Excellent written and spoken German and English skills.

Your Benefit

You want to take on new challenges independently and be responsible for them, then choose our client as your new employer.

Thoma & Partner Management Consulting AG
Haldenstrasse 1
6340 Baar

Telefon +41 41 769 36 36

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